Chief Compliance Officer Jobs

6 open positions found · Salary range: From $400,000

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Chief Compliance Officer

CivicMinds, IncFlorida, United Statesonsite

Chief Compliance Officer Key Responsibilities Compliance Program Management * Develop, implement, and maintain a comprehensive compliance program in line with U.S. federal and state regulations, including BSA/AML, OFAC, and relevant cryptocurrency guidance. * Oversee the company’s MSB registration with FinCEN and manage state-level MTL license applications and renewals. Policy Development \& Enforcement * Establish and enforce KYC (Know Your Customer), KYB (Know Your Business), and AML policies tailored for stablecoin and cryptocurrency transactions. * Supervise customer onboarding, transaction monitoring, and enhanced due diligence procedures. * Ensure timely preparation and filing of Suspicious Activity Reports (SARs) and other regulatory reports. Regulatory Monitoring \& Liaison * Monitor changes in U.S. and international regulations affecting digital assets and stablecoins; advise senior management on compliance impacts and operational adjustments. * Serve as the primary contact for regulators, auditors, and banking/financial partners. * Audit \& Risk Management * Coordinate internal audits, risk assessments, and external regulatory examinations. * Develop remediation plans for identified compliance gaps. Requirements * Bachelor’s degree or higher in Law, Finance, Business Administration, or related field. * 5+ years of compliance experience in fintech, cryptocurrency, stablecoin operations, or financial services. * Strong knowledge of BSA, AML, OFAC, and state money transmission regulations. * Proven experience with MSB and MTL licensing processes. * Deep understanding of KYC/AML best practices, transaction monitoring systems, and SAR reporting. * Strong communication and negotiation skills; ability to work directly with regulators and external auditors. * CAMS or equivalent compliance certification preferred

3 months agovia universal intelligenceApply ›
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Chief Compliance Officer

International Union, UAWDetroit, MI, USonsite

From $400,000/yr

Chief Compliance Officer - UAW Compliance Department The International Union, United Automobile, Aerospace and Agricultural Implement Workers of America (UAW) is a 400,000-member-strong, progressive, fighting union with one of the largest and most diverse memberships in North America. Our members are employed in a range of workplaces, from multinational corporations to small manufacturers, state and local governments, colleges and universities, hospitals, and private non-profit organizations. The UAW seeks a mission-driven Chief Compliance Officer to advance the development and implementation of an organization-wide compliance program that advances the goals of our members. The CCO will help the union prepare to exit a court-imposed monitorship in 2027 and advise senior leaders and the Board on compliance risks while leading and managing all compliance related activities. This role is a senior member of leadership; it will report directly to the organization’s governing International Executive Board, with support as needed from the Legal Department. This position will be based at the UAW Solidarity House located in Detroit, MI Job Description \& Key Responsibilities A strong CCO candidate possesses a blend of compliance and regulatory expertise, leadership skills, problem solving skills, communication and interpersonal skills, and confidentiality and discretion. The ideal candidate will have the proven ability to handle complex situations with integrity and professionalism and be adaptable. You are comfortable with change, practical, and able to promote compliance while fostering a positive work environment. You are a team player who can work collaboratively with internal and external stakeholders, including a court-appointed monitor. You are an independent leader skilled at managing multiple projects and work streams. The UAW is a mission-driven organization, and we seek a candidate who shares our goal of improving and protecting the lives, wages, benefits, and working conditions of our members and all working people. You will be a key player in working directly with a court-appointed monitor and other stakeholders and in continuing to develop the compliance department even after the termination of the monitorship. For more information about the UAW monitorship, see this link: Court-Appointed, Independent Monitor of the UAW (https:www.uawmonitor.com) Duties will include but are not limited to: * Working with the Board and Senior Leadership to set strategic direction for the compliance program, and executing on those goals and priorities. * Overseeing the implementation of Monitor-related recommendations as needed. * Continuing to build out a compliance program to ensure adherence to applicable federal, state, and local rules and regulations, with a focus on addressing compliance issues related to corruption, bribery, fraud, unethical practices, conflicts of interest, and workplace discrimination and harassment. * Identifying key risk areas and gaps, and tailoring the compliance program accordingly. * Conducting periodic risk assessments to identify and mitigate changes in risk profile. * Developing and helping execute a plan for effective communication and training on policies and procedures. * Monitoring material updates to federal, state, and local legal and regulatory requirements, and communicating them to key stakeholders. * Auditing compliance reporting and certification requirements to ensure proper procedures and reporting lines are followed and that requirements are timely met. * Creating and tracking metrics on compliance-related complaints made to the organization and their ultimate resolution. * Monitoring and confirming compliance with regulatory requirements and internal policies. * Reviewing and improving the terms and controls of internal policies to reduce risks and facilitate compliance. * Coordinating and collaborating with other departments to ensure alignment with compliance priorities. * Advising the Board and senior management on compliance matters and potential risk areas. * Helping to manage compliance communications to regulatory agencies, the Monitor’s Office, and internal stakeholders. * Investigating and remediating compliance issues. * Fostering a culture of ethics and compliance throughout the organization. * Working with UAW International departments \& Regions as needed. Education and Experience: * Law or other relevant advanced degree * 10+ years’ relevant experience in compliance, investigations, or equivalent experience at a prosecutor’s office or regulatory agency * Excellent verbal and written communication skills * Demonstrated ability to build trust and foster collaboration across diverse teams * Skilled in navigating complex environments with discretion, diplomacy, and professionalism * Comfortable facilitating open dialogue, resolving conflict, and driving ethical decision-making * Flexible and adaptable leadership style to guide teams through change and uncertainty * Comfortable communicating with regulators, the Monitor’s Office, and the court * Commitment to fostering a culture of accountability, inclusion, and transparency * Leadership and supervisory skills * Ability to lead a team and mentor other staff * Strong attention to detail * Commitment to confidentiality and discretion * Proficiency with Microsoft Office (Word, PowerPoint, Excel, Teams, Forms), remote meeting platforms (Zoom, Teams, etc.), and related software * Must be able to travel * Familiarity with the U.S. labor movement and its structure is a plus Note: This job description is intended to provide a general overview of the position. It is not an exhaustive list of all responsibilities, duties, qualifications, or requirements associated with the role. Salary and Benefits This is a full time, exempt position based in Detroit, Michigan. The UAW offers a competitive salary along with best-in-class health, retirement, and paid time off benefits. How to Apply To be considered for this position, please provide the following: * Applicants must submit a resume and a letter of interest (cover letter) to: recruiting@uaw.net. * Your letter of interest should clearly explain how your experience and training make you a good fit for this position. * It should identify at least three (3) professional references. The UAW is dedicated to promoting a diverse and inclusive work environment. We believe that our collective strength is amplified when all voices are represented. Women and people of color are strongly encouraged to apply. About Us The International Union, United Automobile, Aerospace and Agricultural Implement Workers of America (UAW) is a progressive, militant union with one of the largest and most diverse memberships in North America, representing 400,000 active members and 600,000 retirees. Our members are employed in a range of workplaces, from multinational corporations to small manufacturers, from state and local governments to colleges and universities, hospitals and private non-profit organizations. Job Type: Full-time Benefits: * 401(k) * Dental insurance * Employee assistance program * Health insurance * Life insurance * On-site gym * Paid parental leave * Paid time off * Parental leave * Relocation assistance * Retirement plan * Tuition reimbursement * Vision insurance Work Location: In person

7 months agovia universal intelligenceApply ›
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Chief Compliance Officer

HealthTech companyDes Moines, IA, US

About the Role OpenLoop builds the platform behind virtual care and modern care delivery. As Chief Compliance Officer (CCO), you will define and own our enterprise compliance strategy and operating model. You’ll design and scale a risk-based program covering clinical, pharmacy, privacy-adjacent, security-adjacent, and commercial activities. You’ll be accountable for the effectiveness of the program, for well-governed decision-making, and for measurable risk reduction across our product lines and service offerings. What You'll Do Build \& lead the function: Stand up the Compliance organization (Healthcare Compliance, Pharmacy Compliance, Monitoring \& Testing). Establish vision, staffing plan, budget, and success metrics. Own the risk framework: Implement an enterprise compliance risk assessment (ECRA) that identifies the top risks, quantifies impact/likelihood, sets risk appetite, and produces a prioritized quarterly remediation roadmap. Policy \& control architecture: Create a lean, living library of policies, standards, and SOPs mapped to legal and regulatory obligations (HIPAA/HITECH, state privacy, state practice of medicine, telehealth/telepharmacy rules, CLIA, FDA/FTC/DEA touchpoints as applicable). Ensure version control, ownership, and training coverage. Monitoring, testing, \& reporting: Establish continuous monitoring, internal audits, and issue management workflows. Product \& growth enablement: Embed compliance into product development, launch gates, marketing/advertising, vendor onboarding, and new market entry. Be a consultative partner who accelerates smart bets and blocks only what’s truly high-risk. Incident readiness \& response: Coordinate with Security and Privacy (under the CISO) and Legal on investigations, breach response, regulator engagement, and consumer communications. Lead post-incident lessons learned. Third-party \& FDR oversight: Define due diligence, contracting standards, and ongoing oversight for vendors, prescribers, partner pharmacies, and other downstream entities. Training \& culture: Deliver role-based, high-signal training; cultivate an open-reporting culture with non-retaliation, hotline oversight, and trend analysis. Regulatory engagement: Serve as the primary point of contact to relevant regulators and accreditation bodies. Proactively monitor regulatory change and prepare the business. Board governance: Provide updates to the Board as required. Who You Are 10-15+ years building and leading compliance programs in technology-forward, multi-state healthcare or pharmacy-adjacent environments (digital health, telehealth, virtual care platforms, healthtech, consumer wellness with medical claims, eRx/fulfillment). Track record of standing up a function and hiring/mentoring a high-performing team; comfort with greenfield environments. Demonstrated ability to prioritize ruthlessly and communicate tradeoffs. Executive presence, excellent written/oral communication, and the ability to influence across Legal, Product, Security, and Clinical. Builder’s mindset; systems thinker; operationally rigorous Calm in ambiguity; bias for action; data-informed decision-making High integrity and sound judgment; low-ego collaborator Our Benefits ---------------- In addition, for salaried positions you would also be eligible for: Medical, Dental, and Vision plans Flexible Spending/Health Savings Accounts Flexible PTO 401(k) + Company Match Life Insurance, Pet insurance, and more

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