Wells Fargo Advisors (WFA)
Supervisory Control Associate
["550 S Tryon St. Charlotte, NC","550 S 4th St. Minneapolis, MN","2801 Market St. F & L Bldg. Saint Louis, MO"]remoteUSD 68,000–114,000
Skills
Supervisory ControlRisk Management ConsultingProperty or Casualty InsuranceInsurance BrokerageFINRA Series 7, 9/10, and 63 examinationsFinancial Industry Regulatory Authority (FINRA) registration including Series 65 or 66Intermediate Microsoft Office skillsMicrosoft Office (Word, Excel, and Outlook)Analytical skillsConflict management and decision-making skillsVerbal, written, and interpersonal communication skills
About the role
About this role:Wells Fargo Advisors (WFA) is seeking a Supervisory Control Associate responsible for direct support of branches and their responsibilities for remote compliance supervision of Private Client Group (PCG) and Wealth Brokerage Services, (WBS) producing Branch Managers, and Financial Advisors. Learn more about the career areas and lines of business at www.wellsfargojobs.com In this role, you will:- Participate or conduct compliance, supervision, control reviews, administration and technology - Design risk processes and provide project management support - Identify issues and provide resolution within Insurance or Private Client Groups - Perform basic or tactical ongoing regulatory, compliance and operational reviews as well as other duties related to best practices and opportunities for additional synergies to maximize efficiencies - Receive direction from management and exercise independent judgment while developing an understanding of sales activities using various techn
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